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Compliance Reports: Gramm-Leach-Bliley Act (GLBA)

The Gramm-Leach-Bliley Act (GLBA) requires companies defined under the law as “financial institutions” to ensure the security and confidentiality of this type of information. As part of its implementation of GLBA, the Federal Trade Commission (FTC) issued the Safeguards Rule, which requires financial institutions under FTC jurisdiction to have measures in place to keep customer information secure.

Dependencies

​ The GLBA compliance reports have the following dependencies.

  • SA Rules:

    Accounts Created

    Accounts Deleted

    Accounts Modified

    Group Management

    Change in Audit Settings

    Antivirus Signature Update

    Encryption Failures

    Inbound Network Traffic

    Outbound Network Traffic

    Password Changes

    Password Changes Summary

    User Access Revoked

    Successful Remote Access Details

    Successful Remote Access Summary

    Failed Remote Access Details

    Failed Remote Access Summary

    Successful Use of Encryption

  • App Rules:

    account:created

    account:deleted

    account:modified

    account:group-management

    alm:inbound-network-traffic

    account:logon-failure

    alm:outbound-network-traffic

    account:password-change

    config:change-audit-setting

    av:signature-update

    encryption:failures

    access:user-access-revoked

    encryption:success

    access:remote-failure

    access:remote-success


Citations

The GLBA reports have the following Citations.

  • Report Rule: Account Management
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Accounts Created
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Accounts Deleted
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Accounts Modified
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Antivirus Signature Update
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Change in Audit Settings
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Encryption Failures
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Failed Remote Access - Detail
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Failed Remote  Access - Top 25
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Group Management
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Inbound Network Traffic - Top 25
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Password Changes - Detail
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Password Changes - Top 25
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Successful Remote Access - Detail
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Successful Remote Access - Top 25
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Successful Use of Encryption
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: Outbound Network Traffic - Top 25
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

  • Report Rule: User Access Revoked
  • Citation Number: GLBA 15 USC, Subchapter I, 6801 (b) (2)
  • Citation Description: Financial institutions safeguards

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