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Basel II compliance reports are based on recommendations by bank supervisors and central bankers to improve the consistency of capital regulations internationally, make regulatory capital more risk sensitive, and promote enhanced risk-management practices among international banking organizations.
Dependencies
The Basel II compliance reports have the following dependencies.
- SA Rules:
Accounts Created
Accounts Deleted
Accounts Modified
Group Management
User Access Revoked
Password Changes
Admin Access to Compliance Systems Details
Admin Access to Compliance Systems Summary
Access To Compliance Data Details
Access to Compliance Data Summary
Logon Failures Details
Logon Failures Summary
User Access to Compliance Systems Details
User Access to Compliance Systems Summary
Change in Audit Settings
- App Rules:
account:created
account:deleted
account:modified
account:group-management
access:user-access-revoked
account:password-change
account:logon-failure
config:change-audit-setting
account:logon-success
alm:cardholder-data
Citations
The Basel II reports have the following Citations.
- Report Rule: Accounts Created
- Citation Number: BASEL II; ISO 27002 - 11.1.1, 11.2.2, 11.4.6, 11.6.1
- Citation Description: This report displays user accounts that have been created.
- Report Rule: Accounts Deleted
- Citation Number: BASEL II; ISO 27002 - 11.1.1, 11.2.2, 11.4.6, 11.6.1
- Citation Description: This report displays user accounts that have been deleted.
- Report Rule: Accounts Modified
- Citation Number: BASEL II; ISO 27002 - 11.1.1, 11.2.2, 11.4.6, 11.6.1
- Citation Description: This report displays user accounts that have been modified.
- Report Rule: Admin Access to Compliance Systems - Detail
- Citation Number: BASEL II; ISO 27002 - 10.10.4
- Citation Description: This report displays all successful logons.
- Report Rule: Admin Access to Compliance Systems - Top 25
- Citation Number: BASEL II; ISO 27002 - 10.10.4
- Citation Description: This report displays a count of successful logons.
- Report Rule: Change in Audit Settings
- Citation Number: BASEL II; ISO 15408-2
- Citation Description: This report displays all events that describe the audit settings that were enabled or disabled by users.
- Report Rule: Access to Compliance Data - Detail
- Citation Number: BASEL II
- Citation Description: This report displays logs related to files accessed by users. The file names containing financial data can be added in the watchlist for a filtered view.
- Report Rule: Access to Compliance Data - Top 25
- Citation Number: BASEL II
- Citation Description: This report displays a count of files accessed by users. The file names containing financial data can be added in the watchlist for a filtered view.
- Report Rule: Group Management
- Citation Number: BASEL II; ISO 27002 - 11.1.1, 11.2.2, 11.4.6, 11.6.1
- Citation Description: This report displays access control rules and rights for all users and groups.
- Report Rule: Logon Failures - Detail
- Citation Number: BASEL II; ISO 27002 - 11.5.1
- Citation Description: This report contains a count of all logon failures.
- Report Rule: Logon Failures - Top 25
- Citation Number: BASEL II; ISO 27002 - 11.5.1
- Citation Description: This report displays all logon failures.
- Report Rule: Password Changes - Detail
- Citation Number: BASEL II
- Citation Description: This report contains logs of the accounts with password changes.
- Report Rule: User Access Revoked
- Citation Number: BASEL II; ISO 27002 - 11.2.1
- Citation Description: This report lists all rights removed from a user.
- Report Rule: User Access to Compliance Systems - Detail
- Citation Number: BASEL II; ISO 27002 -11.5.1
- Citation Description: This report displays all successful logons.
- Report Rule: User Access to Compliance Systems - Top 25
- Citation Number: BASEL II; ISO 27002 -11.5.1
- Citation Description: This report displays a count of successful logons.
- Report Rule: Account Management
- Citation Number:
- Citation Description:
